Florence A. Affatato, General Counsel/Chief Compliance Officer

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Florence A. Affatato, Esq.

General Counsel/Chief Compliance Officer

Florence Affatato

Florence is both knowledgeable and enthusiastic about legal and compliance matters. As General Counsel and Chief Compliance Officer, she executes the firm's legal and compliance programs.

Prior to joining Portfolio Solutions®, Florence held a position as a Compliance and Corporate Counsel Associate for an investment management firm and previously was a Director of Export Controls at Wayne State University. She retired from the FBI where she served as a Supervisory Special Agent and coordinated various programs ensuring compliance and oversight with U.S. Department of Justice guidelines. She graduated from Michigan State University with a Juris Doctorate and later attended Wayne State University, attaining her Master of Laws in Tax Law. She also holds a Master of Social Work degree.

Florence appreciates working with colleagues who are focused on helping clients plan for their future.

Areas of Experience:

  • SEC & FINRA Compliance
  • Legal Practices
  • Contract Negotiation
  • Enterprise-wide Disaster Recovery & Business Continuity Planning
  • Human Resource Administration